2020年瑞士AML修訂案下的KYC自動化

The 2020 update to the Swiss anti money laundering regulation and FINMA’s revised approach to supervising banks require a disciplined approach to KYC risk classification. Transaction patterns and risk-based approaches are to be taken into account to prevent extensive manual checks resulting in a slow-down of KYC procedures. These changes are making a case for AML automation and Synpulse project management and topic experts are ready to support you with analysis, solution design and implementation.

Are you asking yourself

What does it take to run a regular risk-based review of KYC information?
Do we know enough about the high-risk transactions of our clients to expand the KYC risk classification?
How far do we need to go to verify beneficial owner information and have the use of domiciliary companies justified by clients?
What options are there to automate KYC procedures and how can they benefit our institute’s compliance with swiss AML and KYC regulation?

What you will get from us:

Implement the new AML requirements in an efficient and effective way
De-risk KYC processes and improve control effectiveness
Realize efficiency gains and Improve customer experience
Further automate KYC compliance

Our Approach

Regulatory Landscape Analysis

Workshops are conducted to identify gaps in existing KYC risk classification and control frameworks and discover automation potential.
Use Case Development

Use cases, business cases and target KYC risk control frameworks are discussed and developed together.
Solution Evaluation

Potential solutions are weighted and evaluated. Based on the outcome, a roadmap for implementation is developed.
Solution Implementation

Synpulse project management and topic experts guide you throughout the implementation ensuring audit-proof quality assurance.
Landscape Adjustments

KYC risk classification and control framework implementations are assessed and adjusted using our established approach tailored to your specific needs.