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3-min read • 22 May 2025
Investor Protection
RCR - Regulatory Compliance & Risk
Banking
APAC
Regulatory Scrutiny in APAC: Strengthening Conduct Risk Management in Financial Institutions
Written by Herman Cheong
References:
1. SFC bans Chan Ka Him for life for insurance fraud 2. MAS Imposes Civil Penalty of $2.4 million on JPMorgan Chase Bank, N.A. for Misconduct by its Relationship Managers 3. MAS issues Prohibition Orders against Mr Loh Sheng Yang for Cheating, Forgery and Acquiring Benefits of Criminal Conduct 4. Aging population of Singapore - statistics & facts 5. 7 Financial Literacy Statistics in Singapore: Survey Findings 6. Consultation Paper on Enhancing Pre and Post-Transaction Safeguards for Retail Clients 7. Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post- Transaction Safeguards for Retail Clients8. Streamlining of Audio-recording Requirements for Sale of Investment and Insurance Products 9. Consumer Protection in respect of Use of Generative Artificial Intelligence
Our Experts In This Topic
OUR EXPERT
Anu Meha
Associate Partner
OUR EXPERT
Gregory Achache
Managing Director
OUR EXPERT
Parsa Khoshdel
Managing Director
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Loading insights...
3-min read • 22 May 2025
Investor Protection
RCR - Regulatory Compliance & Risk
Banking
APAC
Regulatory Scrutiny in APAC: Strengthening Conduct Risk Management in Financial Institutions
Written by Herman Cheong
References:
1. SFC bans Chan Ka Him for life for insurance fraud 2. MAS Imposes Civil Penalty of $2.4 million on JPMorgan Chase Bank, N.A. for Misconduct by its Relationship Managers 3. MAS issues Prohibition Orders against Mr Loh Sheng Yang for Cheating, Forgery and Acquiring Benefits of Criminal Conduct 4. Aging population of Singapore - statistics & facts 5. 7 Financial Literacy Statistics in Singapore: Survey Findings 6. Consultation Paper on Enhancing Pre and Post-Transaction Safeguards for Retail Clients 7. Consultation Paper on Proposed Legislative Amendments to the Requirements for Enhancing Pre and Post- Transaction Safeguards for Retail Clients8. Streamlining of Audio-recording Requirements for Sale of Investment and Insurance Products 9. Consumer Protection in respect of Use of Generative Artificial Intelligence
Our Experts In This Topic
OUR EXPERTAnu Meha
Associate Partner
OUR EXPERTGregory Achache
Managing Director
OUR EXPERTParsa Khoshdel
Managing Director